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From: mclaren Subject: Technology drives tuning -- Having made this claim, it behooves me to offer proof. We read in Boethius that Pythagoras discovered the relationship of fifth and octave by listening to a blacksmith's hammers. The weights of the hammers purportedly produced different pitches when the blacksmith smote the anvil. This is of course pure fantasy. Hammers of different weights striking an anvil give off the same tone at different volumes. It is the bell, not the clapper, which produces a tone, and the pitch of the tone is not determined by the mass of the clapper but by the mass and shape of the bell. (Bells have recently been designed by computer to sound a shape of the bell. (Bells have recently been designed by computer to sound a major chord rather than a minor chord.) In any case, simply doubling the weight which hangs at the end of a string would produce a pitch in the ratio of 1.414 to the original note (Pythagoras was supposed to have rushed home and performed this experiment; obviously he did not, nor did Boethius. Galileo's father did, and published the results.). Doubling anvil weights produces an interval not of an octave but a tritone. As it happens, vibrating metal bars behave differently from strings, and so the tale about Pythagoras is a myth. However, this tall tale shows pretty clearly the level of technology available in classical Greece. Pythagoras didn't rush home and try out his theory on a keyboard instrument Greece. Pythagoras didn't rush home and try out his theory on a keyboard instrument or a zither with 88 different strings at high tension because the Greeks didn't have the technology to build such instruments. For one thing, you have to know a good deal about metallurgy to produce tough wires as would be needed in a harpsichord or zither or piano; for another, the Greeks didn't have the technology to machine metal as is required to produce metal screws, iron frameworks for pianos, etc. What sort of intonation system is most appropriate for a technology limited to lyres with only a few gut strings and some wind instruments? Because gut changes its tension with humidity and because it must be kept at low tension lest the gut strings break, humidity and because it must be kept at low tension lest the gut strings break, the intonation best suited for such technology would use only the simplest and most obvious members of the harmonic series. Plucked gut strings produce harmonic series timbres, so the second and third members of the harmonic series would be most useful in tuning such instruments. Because of the extremely low tension of a tortoise-shell lyre (try and add a lot of strings or tune them to high tension and either the back of the lyre will collapse or the gut strings will snap), the sounds will be faint and only the very lowest harmonics will be audible. The 5th harmonic and higher harmonics would probably have been extremely faint on a plucked gut string, too faint to tune probably have been extremely faint on a plucked gut string, too faint to tune to. Thus the technology of classical Greek music lent itself primarily to Pythagorean tuning. The tuning of auloi is not so limited; however, it remains unclear what the Greek auloi were. Some authors claim they were similar to oboes, in which case they would demand a tremendous amount of air. Other authors claims the Greek auloi were more flute-like, in which case the sound would have been much louder and the players less sorely taxed. However, even today it's impossible to calculate precisely the position of tone holes for simple wood instruments theoretically; the theory never matches the actual position. In classical times, the position of tone holes would have never matches the actual position. In classical times, the position of tone holes would have been a matter of guesstimation, and this would have necessarily limited the intonational complexity of Greek auloi. Net result? Pythagorean tuning was a technological necessity for the Greeks, as it was for the bablyonians and the Sumerians. These latter recorded a Pythagorean tuning on tablet U7/80 (Side 2) in the British Museum; it is almost certain that the tall tales about Pythagoras mask an intonational tradition which drifted from the older civilizations of Egypt and the Euphrates valley to the newer civilizations of the Mediterranean. -- Inventions were common in the classical era of ancient Greece: Ktesibos of Alexandria Inventions were common in the classical era of ancient Greece: Ktesibos of Alexandria build a device to produce "intermittant bird song" around 270 B.C. It worked by regulating the flow of water into a closed chamber. But such devices were very limited in their musical utility because the air pressure was low and so the "bird songs" would have been extremely faint--and when the chamber designed to catch the streamof water filled up, the sound would have stopped. Ktesibos solved this problem by using a double-barreled water pump he had devised to fight fires--he modified this pump to create a continuous source of compressed air. The roman author Hero reports around the first century B.C. that Ktesibos used three components to build his hydraulis (water organ): a single-cylinder air pump, three components to build his hydraulis (water organ): a single-cylinder air pump, a large cistern filled with water, and a smaller vessel attached to the bottom of the cistern to act as a regulator to keep constant the rate of flow of water out of the cistern. This organ used sliders moving in and out of slots below each pipe; the sliders were controlled by the keys of the keyboard and when a player pressed a key, the hole in the slider aligned with the opening in the corresponding pipe. By spring action, the keys recoiled, dragging each slider back to its closed position. Notice several problems with this organ. First, it must have required at least as much force to depress a key as would be required to drag each slider back into its closed position. Second, the organ be required to drag each slider back into its closed position. Second, the organ can play only as long as the cistern contains water. Third, the size of the cistern and its height determine the maximum available air pressure and thus the total number of pipes and the maximum volume of the sound. But the biggest problem is that as more and more keys were depressed, the air pressure would drop because the regulator at the bottom of the cistern would prohibit water from flowing at more than a certain maximum rate from the reservoir. This means that if more than one key was depressed, the overall air pressure of the organ would drop and the overall pitch of all notes would fall. It would not have been possible to remedy this by eliminating would fall. It would not have been possible to remedy this by eliminating the regulator, since its purpose is to maintain even air pressure--otherwise there would initially be high air pressure as a great mass of water started to press down on the pump at the start and the air pressure would continually fall as the mass of water in the cistern continually lessened. Thus Ktesibos' organ would not have been useful for performing with other instruments, since its pitch changed as more keys were depressed. Also, it could only play for a short time, and the creaking of the wooden pump and the burble of water pouring out of the cistern would have made the instrument hard to hear. of the cistern would have made the instrument hard to hear. As a result, the hydraulis was only a novelty item. Even so it impressed contemporaries: Athenaeus describes a feast at which the hydraulis was discussed: "The sound of the hydraulis was heard close by. So pleasant and charming was it that we all turned towards the sound, fascinating by the harmony." The reaction here hints at the surprise and shock Alexandrian citizens must have felt at hearing sustained chords. This was clearly alien to their experience. It is reasonable to assume that the hydraulis used Pythagorean intonation; remember that the pitch changes as more keys are depressed. This would make remember that the pitch changes as more keys are depressed. This would make an elaborate tuning system very hard to tune up. Even Pythagorean was probably only roughly approximated on such organs. The Romans used such instruments at the arena; the oldest archaeological remains of an organ were unearthed at Aquincum (near currest-day Budapest), dedicated in A.D. 228 to the college of weavers there. Having listened to the hydraulis, the Pythagorean Philolaus proclaimed: "The nature of number and harmony admits no falsehood... But in fact number, fitting all things into the soul through sense-perception makes them recognizable and comparable with one another." This is a fine statement of the Pythagorean conception of the universe as This is a fine statement of the Pythagorean conception of the universe as an expression of pure theoretical math. Music was unpopular with the early leaders of Christianity. Divine revelation was preferred to the study of nature. Early Christian thinkers did not have much interest in the application of logic and the study of physical evidence (an attitude represented on this forum by Greg Taylor); instead, they preferred the mystic contemplation of sacred verse, from which music proved an unwanted distraction. Saint Augustine wrote in the early 5th century that he found music in any form suspect, but allowed as how "now when I hear sung in a sweet and well-trained voice those mleodies...I do, I confess, I hear sung in a sweet and well-trained voice those mleodies...I do, I confess, feel a pleasurable relaxation. But this bodily pleasure to which the mind should not succumb without enervation, often deceives me.... In these matters I sin without realizing it." The message is clear: to the early Christians, beautiful music was a sin. (This is an attitude remarkably similar to that of many academic music theorists of the modern day.) -- The first organ to reach Western Europe after the sack of Rome in 476 was a gift from the Byzantine emperor Constantine V to the Frankish king Pepin in the year 757. The gift excited amazement because its like Pepin in the year 757. The gift excited amazement because its like had not been seen for hundreds of years--a clear indication of how much knowledge and scientific thought could be lost forgotten and how badly the capacity for clear thinking could erode during the Dark Ages (a fate which awaits us all if we follow the prescriptions of the Eric Lyons and the Greg Taylors of the world). Ermold le Noir wrote an epic in which he proclaimed "Even the organ, never yet seen in France, which was the overweening pride of Greece and which in Constantinople was the sole reason for them to feel superior to us--even that is now in the palace of Aix." for them to feel superior to us--even that is now in the palace of Aix." The organ was slowly transformed into an engine of divine worship in the churches--this took a while, given the attitude of Augustine: "Whatever knowledge man has acquired outside of Holy Writ, if it be harmful it is there condemned; if it be wholesome, it is there contained." (An attitude remarkably similar to that of contemporary music professors, save that their Holy Writ is Schoenberg's "Harmonielehre" and John Cage's "Silence.") Organs were increasingly optimized for volume. By the 990s this led to what Wulstan described as "Like Thunder, the strident voice assails the ear, shutting out all other sounds than its the strident voice assails the ear, shutting out all other sounds than its own; such are its reverberations, echoing here and there, that each man lifts his hands to stop his ears, unable as he drawn hear to tolerate the roaring of so many different and noisy combinations." Clearly volume came at the price of intonational precision--the "noisy combinations" surely describe the effect of an unsteady air-flow on the pitches of the individual pipes. This organ (like most around the 900s) did not seem to have been used for music so much as to amaze and shock the crowd and entice them into attending church services. By the 12th century, organs had been accepted into the church in a feat of By the 12th century, organs had been accepted into the church in a feat of intellectual jiu-jitsu similar to Thomas Aquinas' introduction of Aristotle. By this time the organs clearly had worked up high air pressure, though the steadiness of their intonation was probably still poor: Saint Aelred, abbot at Rievaulx in Yorkshire, wrote "What use, pray is this terrifying blast from the bellows that is better suited to imitate the noise of thunder than the sweetness of the human voice..." This quote indicates that the organs were now using bellows--in fact banks of them, one for each pipe, with serfs treading on them in time banks of them, one for each pipe, with serfs treading on them in time to the music. This would have greatly increased air pressure, but it required the serfs to tread in lockstep and more to the point the air pressure would still change over the course of a note as the bellows emptied. The initial higher air pressure would, ironically, have produced a more drastic drop in the pitch of each note while it sounded. Moreover, the notes could not sound for a very long time--only as long as it took the bellows feeding air to that pipe to empty. The overall effect would have been of a set of notes which dropped in pitch as they were sounded and which would have had to be played pitch as they were sounded and which would have had to be played in strict robotic meter; however, the problem of polyphony changing the overall pitch of the organ had been solved, and the organs of the 12th century would have sounded much louder than that of Ktesibos. Moreover, these 12th-century organs still didn't have keyboards. They were played by ramming blocks of wood forward and back to open up and cut off the flow of air into each pipe. Given the size of the pipes, this would have been a real workout. Some time between the 11th century and the 14th century, true keyboards appeared. These were spring-loaded, like Ktesibos' keys. They still had appeared. These were spring-loaded, like Ktesibos' keys. They still had to be bashed with the fist--but they could now be played more musically. Given the persistent problems with changing pitch and lack of any kind of real keyboard, Pythagorean intonation was still used into the 12th century according to the organ- building manuals of that period--even though modern keyboards had started to evolve. However, by the 14th century small portable foot-pumped organs were starting to appear. Henri Arnaut published the best suriviving text on building medieval organs in 1450; around this time the single greatest innovation in musical 1450; around this time the single greatest innovation in musical technology between 100 B.C. and 1800 A.D. was introduced--the multiple-chamber bellows. Water-operated organs were clumsy because they demanded a source of water and they could only play for a limited time; bellows were better because they could be pumped relatively silently (I've played some of these portatives and you can't hear the bellows). Adding a second chamber onto the bellows produced constant air pressure. The second inner chamber of the bellows had an aperature into which air could be forced but could exit except through the organ pipes. Thus, even though the pressure of the primary but could exit except through the organ pipes. Thus, even though the pressure of the primary bellows constantly changed as it was pumped, the secondary chamber maintained a relatively constant air flow. Around this time Napier also introduced the logarithm, making possible calculations which treated musical intervals as portions of the octave which could be added and subtracted rather than as messy complex grade-school fractions which had to be multiplied and divided. These two advances had an explosive impact on intonation. Within a few generations of the late 1400s, the Pythagorean intonation was no longer in widespread use (though it was still taught in music theory--much as 12-TET is still universally taught today even thought modern in music theory--much as 12-TET is still universally taught today even thought modern composers are using it less and less). Organs with large numbers of pipes became common. Moreover, serfs no longer needed to tread in strict time on sets of bellows. By adding a secondary chamber, all the pipes could be connected to a single bellows and as long as it was large enough, the air pressure would be sufficient that no matter how many keys were depressed (within some reasonable limit) the overall air pressure inside the inner chamber (after the secondary bellows) wouldn't change. This not only allowed composers and performers to explore much wilder and less regular rhythms, it also allowed more elaborate intonational schemes than 3-limit just, and it made possible more elaborate intonational schemes than 3-limit just, and it made possible the exploration of complex polyphony with many notes of stable pitch sounding all at once. With more notes available on the organ keyboard, the possibility of modulation is correspondingly greater. Between the early 1500s and the middle 1700s this increasing use of modulation by composers would have made various meantone systems particularly popular. Indeed, Mark LIndley claims that the early English virginal piece "Ut, Re, Mi, Fa, Sol, La" by John Bull (written in the late 1500s) used 1/3-comma meantone. Bull was a wild-eyed avant garde composer, the Stockhausen of his time, and this sounds reasonable given Bull's penchant for pushing the outside of the musical envelope. The next post concludes this examination of technology's effect on tuning. -- A tenth century text on organ building laid out the rules for pipe length exactly as Pythagoras would have in the Greek era. Start with a pipe and call it C. Divide it Pythagoras would have in the Greek era. Start with a pipe and call it C. Divide it into 4 parts, remove one and you have the pipe for the low F. Divide the C pipe into 3, throw away one part, and the resulting pipe sounds a G above C. Divide the G pipe into three, add one part to it, and the result is D below G. The instructions continue in the same way, producing a completely standard Pythagorean scale that effectively translates the tuning of a monochord into fixed ratios of pipe length. This is a typical reaction to new technology. As Marshall McLuhan pointed out, new forms of technology typically start by taking on the modes and habits of older forms of tehcnology. Only gradually does the new technology and habits of older forms of tehcnology. Only gradually does the new technology start to develop unique and novel modes of use. For example, early printing presses used type designed to fool its readers into thinking the letters had been written by hand. Each letter was carefully designed to imitate the shape of a letter written in ink with a square-nibbed pen; printers of the 1490s even used multiple typesets with different inks to produce the effect of illumination by scribes with red ink for special words, etc. Early television programs imitated plays; early Internet applications imitate magazines--for example, this tuning forum. The world wide imitate magazines--for example, this tuning forum. The world wide web is not limited to ASCII text, as is this tuning forum, and soon sounds will be sent attached to graphics and text as a matter of course (this still takes too much bandwidth today--a 44.1 khz stereo soundfiles demands 10.5 megs of data per minute). In the 1450s Duke Philip's organ designer Henri Arnaut came up with the idea of modifying the Pythagorean system to keep as many fifths pure as possible while still making as many keys as possible listenable (i.e., triads without excessive beats). This was in retrospect a failed attempt to use the new technology of the modern in retrospect a failed attempt to use the new technology of the modern organ for polyphonic music; meantone tuning did the opposite of Arnaut's procedure, keeping thirds just while shaving bits off each fifth. Meantone proved so successful that, according to Alexander J. Ellis and others, it remained the dominant form of tuning through the 1840s. In between the 1500s and the 1840s, many different peculiar variants of meantone were tried. Example: an organ at Bucksburg, build around 1615, boasts 14 keys per octave. Handel's harpsichord also uses 14 keys to the octave. I have pictures in my files of many peculiar-looking keyboards which have as many as three tiers of keys--one set of peculiar-looking keyboards which have as many as three tiers of keys--one set of ordinary white keys, a second set of black keys with some extra smaller keys *in between* B and C, and a third tier of keys, also blac keys, which reproduce the conventional black keys but translated by a comma up. Mersenne's Harmonie Universelle is full of such illustrations, but many such keyboards were actually built. Between 1500 and 1800 there was no such thing as "a standard keyboard instrument keyboard"--there were a lot of different types of keyboards, since all musical instruments throughout that period were hand-made. Such extended meantone keyboards flourished during the 17th and 18th century, a period when standardization was not the norm, during the 17th and 18th century, a period when standardization was not the norm, and when musical tuning--like spelling!-- was considered a matter of individual taste within the overall limits of the meantone system. (It's important to remember that because meantone is a general method in which fifths are altered to preserve just thirds, there are *many* different flavors of meantone. 1/3 comma, 1/4-comma, 1/6 comma, 1/11 comma--known as 12-TET--and variants such as the irregular circulating temperaments of Marpurg and Werckmeister and Kirnberger.) The next great technological leap was made by Henry Maudslay, who worked at the smithy in Woolwich Royal Arsenal in the early late 1700s. smithy in Woolwich Royal Arsenal in the early late 1700s. Joseph Brahma, an entrepeneur who wanted to build an unpickable lock to cash in on a highly-publicized series of robberies in London, hired Maudslay as an apprentice locksmith. By 1797, Maudslay asked for a raise of thirty shillings a week (to support his wife and children) and Brahma refused, so Maudslay walked out and started his own workshop on Oxford street in London. Maudslay's first product was a new lathe he had designed. A lathe is basically a machine which uses a screw as a moving base for a knife; the knife can cut wood, or if made of tempered steel, iron or copper. The 1800 Maudslay lathe was far larger tempered steel, iron or copper. The 1800 Maudslay lathe was far larger than any of its predecessors (which were mainly used for ornamental work on small gewgaws) and his sliding tool-rest was perfectly mounted on accurately planed triangular bars. Because Maudslay was a fanatic for accuracy, he built his lathes to extraordinarily fine tolerances for the era; but the big suprise was not that Maudslay's lathe could turn out more accurate work faster than any other lathe. The real shock came when people realized that they could use Maudslay lathes to machine extremely accurate and regular screws and bars for use in *other* lathes, which in turn could produce *other* machine tools... Starting with extremely accurate screws, it is *other* machine tools... Starting with extremely accurate screws, it is possible to build a huge variety of precision machine tools. These tools in turn make possible the creation of even more precise machine tools. The process builds on itself in much the same way as the development of ever-more-powerful silicon chips has led to silicon compilers which in turn allow the construction of even more powerful computer chips by automated methods. The end result of Maudslay's lathe was that woodworking, metalworking, manufacture, toolmaking, and factories were all revolutionized. Maudslay's lathe changed the nature of warfare and it made Britain the greatest sea lathe changed the nature of warfare and it made Britain the greatest sea power in the world. It also made possible the modern orchestra and the modern piano. How so? Napoleonic warfare depended on the fact that rifles were inaccurate. They were inaccurate because there was no way to rifle barrels with precise accuracy or to turn out standardized gun parts with high precision at high speed. This meant that if you shot at an enemy more than a few score yards away, your shot probably wouldn't hit. So Napoleonic warfare depended on masses of infantry marching in lockstep toward one another until they got close enough to mow each other down. Britain became a great sea power when it built to mow each other down. Britain became a great sea power when it built and equipped enough ships to rule the seas; but this wasn't possible without turning out more than 1400 block-and-tackle units to haul sails up and down *on each and every ship* (and that's only on 3rd-class ships. First-line ships used > 2000 blocks!). These blocks and winches and pulleys were made of wood by hand. There weren't enough carpenters in Britain (or in Europe) for all the blocks the British navy needed, and you couldn't run a ship without 'em. Marc Isambard Brunel came to Maudslay in 1800 with an idea to turn out these blocks for the Royal Navy using his new lathe; by 1808, the first large-scale mass production facility in the world, Maudslay's factory, was turning them out by the truckload. facility in the world, Maudslay's factory, was turning them out by the truckload. To string a piano you need huge amounts of wire, and--even more important--you need precision machines to build the die through to draw the wire, and more precision machines to loop the wire at the ends, and even *more* precision machines to wind the lower strings. Maudslay's lathes made it possible to build such precision machinery, and as a result the piano rapidly evolved from a relatively thin-voiced instrument strung at low tension in the 1830s to a robust instrument with three wires per note at high tension and wound strings on the lower octaves by the 1880s--all due to the tidal wave of change produced in manufacturing by Madslay's lathe. Woodwind instrument had always been nortoriously dicey in their intonation, in large Woodwind instrument had always been nortoriously dicey in their intonation, in large part due to the problems of precisely boring amd machining wood (essentially the same problem as rifling a musket barrel). By the 1880s woodwinds had reached high standards of precision (though they still depended crucially on those temperamental reeds). Moreover, woodwinds plummeted in price along with brass instruments as precision machine tools proliferated. The valves of brass instrument benefited most of all from Maudslay's lathe because of the precision tools built to bend and seal them. Eventually, wire strings became so common that they replaced gut strings in the string instruments, leading to the godawful screeching-train sound of modern string instruments, leading to the godawful screeching-train sound of modern string instruments and a corresponding increase in sheer volume (and a precipitous drop in listenability--the average violin solo noawdays sounds like a cat being castrated). -- The upshot of these precision machine tools was the 12 tone equal tempered scale. Musical instruments built by mass production could not be economically individualized so as to accomodate dozens of different meantone variants. To make money turning out modern musical instruments, you must *standardize*--all exactly alike. When you build only one or two harpischords per year, you can easliy afford to use exotic three-tier keyboards fitted to special custom meantone tuning schemes... but when you build 100 pianos a year you must settle on a single rigid standard keyboard. As but when you build 100 pianos a year you must settle on a single rigid standard keyboard. As soon as musical instruments became mass-market commodities, their tuning also had to be standardized to make a profit for the manufacturer. The result--as Ivor Darreg pointed out for many years--was that 12-TET was foisted on the musical world by musical instrument manufacturers, rather than by musical theorists, performers, or composers. As Lou Harrison has pointed out, the advantages of 12-tet are "almost entirely economic." In fact Ellis reports that meantone "sounds by far the sweetest" of all the intonations he tried; clearly *technology* forced 12 equal tones on musicians, and they went along *reluctantly.* With the advent of the digitial synthesizer the iron fist of 12 made itself manifest in the velvet glove of digital technology. As Ivor pointed out, once people started to hear pure unadulterated glove of digital technology. As Ivor pointed out, once people started to hear pure unadulterated exactly precise 12, they fled from it in droves. Pianos and string instruments strayed gracefully from 12, especially in the upper and lower registers-- the octaves on a piano are systematically stretched, and vioinists tend to bend pitches whenever they possibly can. But with the earliest digital synthesizers, there was no choice--the intonation was burned into the ROMs and listeners and composers and performers were stuck with pure perfect 12. And the beats drove them crazy, so they slathered on hockey-rink reverb, they used phase shifting and multitrack tape and echo... And as soon as retunable synths appeared, a mass exodus from 12 began in earnest. Today we're in the middle of that intonational diaspora. It has been created and supported by Today we're in the middle of that intonational diaspora. It has been created and supported by the technology used in our instruments. As computers move ever closer to real-time MIDI generation of Csound-type timbres, it will become easier and easier to specify with precision *both* tuning and timbre--and to control the interaction of the two. This will produce the next revolution in tuning, probably within the next generation or two, based on the ideas of William Sethares, John R. Pierce, Jean Clause Risset, J. M. Geary and James Dashow. Hot diggity! --mclaren